Experienced Securities Law Attorney
In today's complicated stocks, bonds and mutual funds markets, you want a lawyer who has the knowledge and experience to assure your company is in compliane with all of the complexities posed by the regulatory bodies, such as the SEC, the New York Stock Exchange and FINRA. Entrust your business and securities needs to a skilled, focused firm.
At Lawler & Associates, we have 20 years of experience strategizing and negotiating for issuers, purchasers, lenders, borrowers and shareholder groups. Our staff is well versed in the formalities of the NYSE and NASDAQ, and general corporate governance requirements. For exceptional legal representation and practical, sophisticated marketplace experience, e-mail us or call 877-272-8201.
Small and Medium Sized Public Companies
Our firm, located in Southern California, provides legal counsel to small to medium sized businesses that are publicly traded on the stock exchange or electronic bulletin boards. We will assist your company with:
- Periodic reporting obligations to the SEC
- Drafting and filing forms:10-K, 10-Q and 8-K, 3, 4 and 20F
- Private placement
- EDGAR filings
Our goal is to supply your company with a solid legal foundation by informing, advising and assisting you on all your securities law concerns.
Companies Involved in Financing
If your company is raising money in the form of stock, equity, debt, debentures and convertible debentures, we can assist you with:
- Public offerings
- Private offerings
- Completing and filing forms and documents: Including S1 Registration Statements, Schedule 14C, Schedule 13D, subscription agreements and Regulation S Offerings
- Stock option plans
We will also inform you about your options under Rule 144.
To learn more about more about our services, visit our page on Stock Market Listings.
Contact Us
To discuss your company's securities law concerns, e-mail us or call 877-272-8201. We have offices in San Diego and Temecula.
Lawler & Associates, A Professional Law Corporation
29377 Rancho California Road, Suite 204
Temecula, CA 92591
Map & Directions
11620 El Camino Real, Suite 100
San Diego, CA 92130
Map & Directions
Telephone: 877-272-8201
